Naperville Open Data Policy
Shared for feedback by City of Naperville
The Naperville City Council on Tuesday, November 15, 2016 took a major step toward enhancing government transparency by adopting an open data policy to guide the City’s release of public data. Find additional information about the City of Naperville's open data and performance management programs at http://www.naperville.il.us/government/open-data-and-performance-management/ .
On Friday, June 30, 2017 the City of Naperville launched Open Data Naperville, an online portal that provides the public with raw, high-quality, relevant data in addition to a dashboard monitoring the City’s progress towards long-term performance management goals. The site can be accessed at http://data.naperville.il.us .
Naperville Open Data Policy
Open Data Policy
INDEX
Resolution
Section 1: Definitions
Section 2: Open Data Program
Section 3: Governance
Section 4: Open Data Portal
Section 5: Open Data Report and Review
Resolution
WHEREAS, the City of Naperville values open, transparent, collaborative, and accessible government for its residents; and
WHEREAS, increased access to public information promotes a higher level of trust and civic engagement and allows citizens to provide valuable feedback to government officials regarding local issues; and
WHEREAS, open data supports the City of Naperville's mission of providing services that ensure a high quality of life for our residents and a dynamic environment for our business community through collaboration, innovation, and sound fiscal management; and
WHEREAS, the City of Naperville is committed to providing open records and public information, inclusive of data, consistent with the requirements of the Freedom of Information Act (FOIA), which is essential to open and effective government; and
WHEREAS, the thoughtful implementation of an open data program can improve the provision of service; increase transparency and access to public information; and enhance coordination and efficiency among departments, partner organizations, and residents; and
WHEREAS, an open data program can effectively achieve the City of Naperville's goals and at the same time ensure the protection of privacy, confidentiality, and security as a priority.
Now, therefore, the City of Naperville adopts the following Open Data Policy:
Section 1: Definitions
Application Programming Interface (API) – An API permits machine readable processing of data in a form that can be retrieved, downloaded in bulk, indexed, searched, and reused by commonly used web search applications and software.
Comma Separated Values (CSV) -- A CSV file stores data in plain text. Each line of file is a data record. Each record consists of one or more fields, separated by commas.
Data - Statistical, factual, quantitative, or qualitative information that is regularly maintained or created by or on behalf of the City.
Dataset - A named collection of related records, with the collection containing data organized or formatted in a specific or prescribed way, often in tabular form.
Machine Readable -- A file format that is reasonably structured to allow for automated processing, including but not limited to API or CSV.
Metadata - Data about data. Additional information provided along with a dataset containing additional information about the dataset.
Open Access - The principle that access to open data should be available with no legal restrictions on use, reuse, or redistribution.
Open Data - Any data which does not contain protected information or sensitive information and which is made available online with minimal legal encumbrances on use or reuse.
Open Data Governance Committee - The committee tasked with overseeing the City of Naperville Open Data Policy, consisting of City employees and local community leaders designated by the City of Naperville City Manager.
Open Data Portal -- A web portal established and maintained by the City that is accessible from the City's website www.naperville.il.us and houses all released data or datasets available from City departments.
Open Format - Any widely accepted, nonproprietary, platform-independent, machine-readable method for formatting data which permits automated processing of such data and is accessible to external search capabilities.
Privacy - The right of individuals to not to have certain personal information about themselves made public.
Protected Information - Any information to which the City may deny access as exempt from production or disclosure pursuant to any law, rule, or regulation.
Publishable Data - Data which is not protected or sensitive and which has been prepared for release as open data.
Sensitive Information - Any data which, if published, could raise privacy, confidentiality, or security concerns or have the potential to jeopardize public health, safety, or welfare to an extent that is greater than the potential public benefit of publishing that data.
Transparency – An adjective used to describe governments and other organizations when their operations and decision-making processes are documented and open to review.
Section 2: Open Data Program
a. The sharing of City data will foster better decision-making and enhance service delivery and innovation. The City of Naperville commits to an open data program to share data by:
- Establishing and maintaining an accessible open data portal that provides an online location for valuable City data.
- Providing accurate, timely data while appropriately safeguarding protected and sensitive information.
- Encouraging innovative uses of the City's publishable data by City staff, the public, and other partners.
- Inviting and engaging the community to use the data to unlock its potential.
b. The City of Naperville is committed to providing the public with access to its data to allow the public to work collaboratively to generate new ideas to solve complex challenges. This action allows a more diverse body of expertise to develop new analyses, insights, and findings that allow the City to provide more efficient and effective government services. As such, the City commits to developing and implementing practices that will allow it to:
- Proactively release high quality, relevant data with documentation (metadata) and permanence, making it freely available via the City's open data portal, with no restrictions on use or reuse, and fully accessible to the broadest range of users for varying purposes.
- Provide or support access to free archives of released City data.
- Measure effectiveness of available datasets by identifying key metrics and analyzing these metrics regularly as well as engaging directly with data consumers.
- Support innovative uses of the City's publishable data by City departments, boards and commissions, City Council, the public, and other partners.
- Commit to the protection of privacy, confidentiality, and security as a paramount priority and to ensure public safety and security and the need to conduct City operations in an efficient and effective manner.
c. Appropriate funding shall be made available to achieve the goals of this program.
Section 3: Governance
a. Implementation of the open data program will be overseen by the Open Data Governance Committee that will work with City departments, boards and commissions, and the City Council to:
- Identify an open data champion for each City department who will be responsible for managing that department's participation in the open data program.
- Oversee the development of a prioritized inventory of datasets held by departments that can be published to the open data portal.
- Develop and implement a process for determining the relative level of risk and public benefit associated with potentially sensitive, non-protected information so as to make a determination about whether and how to publish it.
- Develop and implement a process for prioritizing the release of datasets which takes into account new and existing signals of interest from the public (such as the frequency of public records requests), the City's programmatic priorities, existing opportunities for data use in the public interest, and cost.
- Proactively consult with members of the public, City employees, boards and commissions, City Council, journalists, researchers, and other stakeholders to identify the datasets which will have the greatest benefit to City residents if published in a high-quality manner.
- Establish processes for publishing datasets to the open data portal, including processes for ensuring that datasets are high-quality, up-to-date, are in use-appropriate formats, and exclude protected and sensitive information.
- Ensure that appropriate metadata is provided for each dataset in order to facilitate its use.
- Develop and oversee a routinely updated, public timeline for new dataset publication; and
- Ensure that published datasets are available in machine readable formats that permit processing of the data for download through an API or for bulk download without legal limitation.
- Ensure that the open data portal and its datasets are implemented, updated, and utilized in accordance with the City's open data policies and procedures.
b. In order to increase and improve use of the City's open data, the Open Data Governance Committee will actively encourage City department, board and commission, City Council and public participation through providing regular opportunities for feedback and collaboration.
Section 4: Open Data Portal
a. The City will create and maintain a single publicly accessible open data portal, linked through the City's website, where all data published as part of this program will be made available for consumption.
b. All published data will be placed into the public domain on an open license basis with no restrictions on publishing, copying, further distribution, or modification of said data.
c. In the event that data is published or presented, data users will be encouraged to use the clear, easy-to-use citation included in each dataset.
Section 5: Open Data Report and Review
The Open Data Governance Committee will publish an annual report detailing specific measurables from the open data program no later than February 15 of each year, beginning in 2018. This report will include an assessment of progress towards achievement of the City's open data program goals, an assessment of how the City's open data initiative has furthered or will further the City's mission, and a description and publication timeline for datasets envisioned to be published by the City.
At the conclusion of each reporting year, the Open Data Governance Committee will also issue a set of recommendations for the City's open data and data management practices to ensure that the City continues to move towards the achievement of its open data policy goals.
Eric Roche
What about citation?
Eric Roche
Nevermind!
Eric Roche
Datasets should also be analyzed and improved to be customer friendly.
Eric Roche
Measure "and publicly report"
Eric Roche
Metadata helps users understand a dataset
Eric Roche
API's are not a data format.
Jonathan Levy
I really like this. The one overall suggestion I would make is to strengthen the protections of transparency. (By the way, putting this document out for public review and comment is a great start.) Unlike such goals as economic development, collaboration with the private sector, and so on, transparency has a built-in danger because it sometimes calls for those with power to act against their own interests. There will be things that people would rather not make public and they can always come up with legitimate reasons to withhold the information so you want institutional safeguards. It is a tough problem but some ideas to consider are:
Establish a policy that all data is presumed to be releasable and the burden is on the side of arguing that its should be withheld.
You definitely will need legal review for some datasets but the lawyers should be restricted to making the case that releasing something would create legal risk, not that it creates little or no risk but is inadvisable or of low value. Also, the lawyers should not have ultimate veto power. They should be able to give advice and have that advice taken seriously but you sometimes may choose to take a small risk knowingly.
Keep anyone with a personal, professional, or political stake in a dataset's release off the approval path as much as possible. This may mean getting elected officials to agree to be hands off, which I realize is a tough ask.
Keep some separation from the City's public relations activities. There is room for some input but open data goals and City messaging goals do not always line up.
If you can do it, publishing a list of what you have specifically chosen not to release and why can be valuable.
Again, all of this is really tough and if you achieve even some of it, especially at first, you will be doing well.
Good luck!
Russell Rogers
Thanks for the advice and suggestions. Our governance committee is newly formed and have been and will continue discussing many of these issues. We appreciate the support and feedback!
Jonathan Levy
You may want something short of "paramount." That means that it trumps all else. Privacy, confidentiality, and security are very important but you inevitably will have to make trade offs between them and openness. In the extreme, the only way to make them paramount (even assuming no conflicts between them) would be to publish nothing at all.
Jonathan Levy
Transparency is a noun. The adjective form is transparent.
Seamus Kraft
Yes! Great language here. For the city's laws and legal codes, we do not see any copyright restrictions posted on the city's vendor website (https://www.municode.com/library/il/naperville/codes/code_of_ordinances?nodeId=14853) but this language will make doubly sure that no private-sector company or government entity or publisher can or will restrict public access.
Seamus Kraft
Excellent! And you're off to a smashing start with Madison here. Would be great to have this be the living document and location for regular feedback loops between the public and the Naperville, IL city government.
Seamus Kraft
Seamus Kraft
Fixing a typo, with the extra "-"
Seamus Kraft
Will this "open data champion" have a staff and budget to execute their duties? We have seen the efficacy of language like this diluted if someone is forced to have a job like this without buying into open data and the mission, and without extra resources to accomplish the mission.
Jonathan Levy
That is a really important point and I was going to say something similar. It also has to be someone with the ability to commit resources -- which really means take resources away from something else that is also valuable.
Meag Doherty
How often will there be opportunities for feedback and collaboration? Will opportunities for feedback and collaboration take place online and in-person?
Seth Etter
Could be good to include example of an open license, as some that are considered "open" will still contain some restrictions. Being more explicit could be good! Perhaps a Creative Commons CC0 Universal License?
Seth Etter
Note that API is not a file format. Other format examples could be JSON and XML. An API is a means of obtaining the data.
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